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We pride ourselves on being at the cutting edge of industry and regulatory change and take even greater pride in protecting our brokers’ business and reputation by ensuring best practice in all we do.
We are continuously working to integrate and automate compliance as much as possible via FLEX. These improvements are there to help make compliance easier, however, there are other business requirements that you must meet in order to both protect yourself but also to future proof your business as well. This area is becoming more and more important, as increasing regulatory focus on the industry occurs.
When we use the word ‘compliance’, we refer to all our business obligations to meet regulatory, advertising, responsible lending and privacy requirements. What can you do to help safeguard your business and your team against the risk of noncompliant behaviours?
As part of our focus on Conduct Risk, in particular, we will continue to communicate to you both regulatory expectations, as well as our own expectations of acceptable practice. Together with an internal focus on data and risk analytics, compliance and risk management are becoming points of differentiation and competitive advantage for AFG. Valuable training will shortly be provided to you via our new learning management system and we encourage you to take a look at it.